10.01.2023 16:02:03

EQS-PVR: MorphoSys AG: Release according to Article 40, Section 1 of the WpHG [the German Securities Trading Act] with the objective of Europe-wide distribution

EQS Voting Rights Announcement: MorphoSys AG
MorphoSys AG: Release according to Article 40, Section 1 of the WpHG [the German Securities Trading Act] with the objective of Europe-wide distribution

10.01.2023 / 16:02 CET/CEST
Dissemination of a Voting Rights Announcement transmitted by EQS News - a service of EQS Group AG.
The issuer is solely responsible for the content of this announcement.


Notification of Major Holdings

1. Details of issuer
Name: MorphoSys AG
Street: Semmelweisstr. 7
Postal code: 82152
City: Planegg
Germany
Legal Entity Identifier (LEI): 529900493806K77LRE72

2. Reason for notification
X Acquisition/disposal of shares with voting rights
  Acquisition/disposal of instruments
  Change of breakdown of voting rights
X Other reason:
voluntary group notification with triggered threshold on subsidiary level

3. Details of person subject to the notification obligation
Legal entity: JPMorgan Chase & Co.
City of registered office, country: Wilmington, Delaware, United States of America (USA)

4. Names of shareholder(s)
holding directly 3% or more voting rights, if different from 3.
J.P. Morgan Securities LLC

5. Date on which threshold was crossed or reached:
04 Jan 2023

6. Total positions
  % of voting rights attached to shares
(total of 7.a.)
% of voting rights through instruments
(total of 7.b.1 + 7.b.2)
Total of both in %
(7.a. + 7.b.)
Total number of voting rights pursuant to Sec. 41 WpHG
New 4.61 % 3.03 % 7.65 % 34231943
Previous notification 3.15 % 2.99 % 6.14 % /

7. Details on total positions
a. Voting rights attached to shares (Sec. 33, 34 WpHG)
ISIN Absolute In %
  Direct
(Sec. 33 WpHG)
Indirect
(Sec. 34 WpHG)
Direct
(Sec. 33 WpHG)
Indirect
(Sec. 34 WpHG)
DE0006632003 0 1578445 0.00 % 4.61 %
Total 1578445 4.61 %

b.1. Instruments according to Sec. 38 (1) no. 1 WpHG
Type of instrument Expiration or maturity date Exercise or conversion period Voting rights absolute Voting rights in %
Internal right to recall shares lent out n/a n/a 246935 0.72 %
Third Party convertible bonds - right of use held 16/10/2025 16/10/2025 45699 0.13 %
Right to recall shares lent out n/a n/a 11175 0.03 %
    Total 303809 0.89 %

b.2. Instruments according to Sec. 38 (1) no. 2 WpHG
Type of instrument Expiration or maturity date Exercise or conversion period Cash or physical settlement Voting rights absolute Voting rights in %
Convertible bonds 16/10/2025 16/10/2025 16/10/2025 16/10/2025 Physical 206413 0.60 %
Cash-settled Call Options 02/01/2099 Anytime Cash 615 0.00 %
Equity Swap 13/04/2023 -12/08/2027 13/04/2023 -12/08/2027 Cash 527794 1.54 %
      Total 734822 2.15 %

8. Information in relation to the person subject to the notification obligation
  Person subject to the notification obligation is not controlled nor does it control any other undertaking(s) that directly or indirectly hold(s) an interest in the (underlying) issuer (1.).
X Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity:

Name % of voting rights (if at least 3% or more) % of voting rights through instruments (if at least 5% or more) Total of both (if at least 5% or more)
-JPMorgan Chase & Co. % % %
-JPMorgan Chase Bank, National Association % % %
-J.P. Morgan International Finance Limited % % %
-J.P. Morgan Capital Holdings Limited % % %
-J.P. Morgan Securities plc % % %
- % % %
-JPMorgan Chase & Co. % % %
-JPMorgan Chase Holdings LLC % % %
-J.P. Morgan Broker-Dealer Holdings Inc. % % %
-J.P. Morgan Securities LLC 4.23 % % 5.01 %
-J.P. Morgan Prime Inc. % % %
- % % %
-JPMorgan Chase & Co. % % %
-JPMorgan Chase Bank, National Association % % %
-J.P. Morgan International Finance Limited % % %
-J.P. Morgan Structured Products B.V. % % %

9. In case of proxy voting according to Sec. 34 para. 3 WpHG
(only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG)

Date of general meeting:
Holding total positions after general meeting (6.) after annual general meeting:
Proportion of voting rights Proportion of instruments Total of both
% % %

10. Other explanatory remarks:
 

Date
09 Jan 2023



10.01.2023 CET/CEST The EQS Distribution Services include Regulatory Announcements, Financial/Corporate News and Press Releases.
Archive at www.eqs-news.com


Language: English
Company: MorphoSys AG
Semmelweisstr. 7
82152 Planegg
Germany
Internet: www.morphosys.com

 
End of News EQS News Service

1530915  10.01.2023 CET/CEST

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